Helen Julie Macdonald

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hubwise Securities Limited (no longer approved here)

    FRN 502619

    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 9 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Jul 2023)
    • CF1 Director (3 Dec 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Dec 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Mar 2012 to 1 Jul 2017)
  • Platform Securities LLP (no longer approved here)

    FRN 214206

    • CF10 Compliance Oversight (4 Dec 2006 to 31 Dec 2009)
    • CF11 Money Laundering Reporting (24 Jan 2006 to 31 Dec 2009)
  • AJ Bell Securities Limited (no longer approved here)

    FRN 155593

    • CF1 Director (21 Nov 2005 to 13 Dec 2007)
    • CF10 Compliance Oversight (30 Sep 2004 to 13 Dec 2007)
    • CF11 Money Laundering Reporting (30 Sep 2004 to 21 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.