Ian James McLeod

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hubwise Securities Limited (no longer approved here)
FRN 502619
- [FCA CF] CASS oversight function (9 Dec 2019 to 15 Apr 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Apr 2024)
Platform Securities LLP (no longer approved here)
FRN 214206
- CF29 Significant management (31 Aug 2013 to 22 May 2018)
- CF10 Compliance Oversight (13 Nov 2002 to 25 Aug 2004)
- CF11 Money Laundering Reporting (13 Nov 2002 to 22 Dec 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.