Date authorised
1 April 2013
Companies House
05125701
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Enterprise House
    Bancroft Road
    Reigate
    Surrey
    RH2 7RP
    UNITED KINGDOM
    Phone
    +441737233413
  • Complaints Contact

    Enterprise House
    Bancroft Road
    Reigate
    Surrey
    RH2 7RP
    UNITED KINGDOM
    Phone
    +441737233413

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kelvin Beavere Riches

    IRN KBR01019

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 20 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 22 Nov 2021)
    • [FCA CF] Client dealing (since 22 Nov 2021)
  • Kenneth Funnell

    IRN KBF00005

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Apr 2021)
  • Kevin John Randall

    IRN KJR01064

    • CF30 Customer (1 Nov 2007 to 28 Aug 2015)
    • CF21 Investment Adviser (30 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 May 2007 to 30 Oct 2007)
  • Laura Jolly

    IRN LXJ00194

    • [FCA CF] Significant management (since 13 Nov 2023)
  • Leanne Hamilton

    IRN LXH00117

    • [FCA CF] Manager of certification employee (since 24 Oct 2023)
    • [FCA CF] Significant management (since 1 Nov 2020)
  • Lee Ashman

    IRN LXA00248

    • [FCA CF] Significant management (28 Sep 2023 to 24 Feb 2025)
  • Lee French

    IRN LRF00001

    • CF30 Customer (15 Nov 2018 to 7 Nov 2020)
  • Leslie Dolding

    IRN LXD01131

    • CF30 Customer (15 Nov 2018 to 31 Aug 2019)
  • Louise Michelle Thompkins

    IRN LME00003

    • CF30 Customer (24 Aug 2011 to 30 Nov 2012)
  • Luis Christian Thomas

    IRN LXT08221

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Feb 2021)
    • CF30 Customer (15 Nov 2018 to 5 Feb 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.