Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (26 Jul 2021 to 8 Sep 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Sep 2023)
- SMF3 Executive Director (9 Dec 2019 to 8 Sep 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 8 Sep 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 8 Sep 2023)
- CF30 Customer (17 Sep 2019 to 8 Dec 2019)
- CF1 Director (17 Sep 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (17 Sep 2019 to 8 Dec 2019)
- Responsible for Insurance Distribution (17 Sep 2019 to 8 Sep 2023)
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- (4)Employed By (26 Jul 2021 to 8 Sep 2023)
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- CF30 Customer (15 Nov 2018 to 7 Nov 2020)
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- CF1 Director (AR) (13 Apr 2017 to 20 Sep 2019)
- CF30 Customer (27 May 2016 to 20 Sep 2019)
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- Employed By (27 May 2016 to 7 Nov 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.