HSBC Global Asset Management (UK) Limited

• Principal Place of Business

  8 Canada Square

  London

  E14 5HQ

  UNITED KINGDOM

  Phone

  +442380722582

  Web

  http://www.assetmanagement.hsbc.com/uk

• Complaints Contact

  Forum 1

  The Forum

  Parkway

  Whiteley

  Fareham

  Hampshire

  PO15 7PA

  UNITED KINGDOM

  Phone

  +442380722582

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Paul Anthony Beard

  IRN PAB01154

  • CF26 Customer Trading (1 Dec 2001 to 7 Mar 2003)
• Paul Denham

  IRN PJD01198

  • [FCA CF] Manager of certification employee (since 27 Oct 2025)
  • [FCA CF] Client dealing (since 7 Feb 2020)
  • [FCA CF] Manager of certification employee (11 Jun 2020 to 11 Feb 2022)
  • CF30 Customer (8 Feb 2019 to 8 Dec 2019)
• Paul Douglas Helfer

  IRN PDH01047

  • [FCA CF] Manager of certification employee (28 Feb 2020 to 30 Sep 2021)
  • [FCA CF] Client dealing (28 Feb 2020 to 30 Sep 2021)
  • CF30 Customer (10 Aug 2010 to 8 Dec 2019)
• Paul Gregson Vause

  IRN PGV00003

  • CF30 Customer (1 Nov 2007 to 19 Jul 2014)
  • CF27 Investment Management (4 Feb 2004 to 31 Oct 2007)
• Paul Hawker

  IRN PMH01071

  • [FCA CF] Manager of certification employee (since 14 Nov 2023)
  • [FCA CF] Client dealing (since 17 Jul 2023)
• Paul Henriot

  IRN PMH01149

  • [FCA CF] Client dealing (since 5 Nov 2024)
  • [FCA CF] Client dealing (31 Oct 2022 to 4 Sep 2024)
• Paul Joseph Lawrence

  IRN PJL01204

  • CF28 Systems and controls (1 Feb 2010 to 1 May 2013)
• Paul Roberts

  IRN PXR01469

  • CF30 Customer (1 Nov 2007 to 13 Dec 2008)
  • CF27 Investment Management (2 Oct 2007 to 31 Oct 2007)
• Paul Stuart Mitchell

  IRN PXM02862

  • [FCA CF] Manager of certification employee (since 22 Feb 2022)
  • [FCA CF] Client dealing (since 30 Mar 2020)
  • [FCA CF] Manager of certification employee (30 Mar 2020 to 6 Jul 2021)
  • CF30 Customer (16 Jan 2018 to 8 Dec 2019)
• Paul Thomas Griffiths

  IRN PXG00221

  • [FCA CF] Material risk taker (15 Aug 2022 to 1 Jun 2023)
  • [PRA CF] Managing a material risk taker (13 Apr 2022 to 19 Aug 2022)
  • [FCA CF] Manager of certification employee (18 Jun 2021 to 10 Jan 2023)

No changes recorded yet.