Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
LGT Wealth Management Limited
FRN 466684
- [FCA CF] Client dealing (since 1 Nov 2025)
-
LGT Wealth Management UK LLP
FRN 471048
- [FCA CF] Manager of certification employee (since 1 Feb 2020)
- [FCA CF] Client dealing (since 1 Feb 2020)
- [FCA CF] Significant management (1 Feb 2020 to 31 Jan 2024)
- CF30 Customer (22 Apr 2010 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 23 Sep 2008)
- CF26 Customer Trading (17 Jun 2004 to 31 Oct 2007)
-
- CF26 Customer Trading (30 Nov 2002 to 7 Mar 2003)
-
- CF26 Customer Trading (1 Dec 2001 to 7 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.