Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Client dealing (since 5 Nov 2024)
- [FCA CF] Client dealing (31 Oct 2022 to 4 Sep 2024)
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- [FCA CF] Manager of certification employee (16 Nov 2020 to 11 Aug 2022)
- [FCA CF] Client dealing (12 Oct 2016 to 12 Sep 2022)
- CF30 Customer (2 Aug 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.