Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Manager of certification employee (since 27 Oct 2025)
- [FCA CF] Client dealing (since 7 Feb 2020)
- [FCA CF] Manager of certification employee (11 Jun 2020 to 11 Feb 2022)
- CF30 Customer (8 Feb 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 10 Dec 2008)
- CF21 Investment Adviser (12 Sep 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (16 Oct 2004 to 1 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.