HSBC Global Asset Management (UK) Limited

• Principal Place of Business

  8 Canada Square

  London

  E14 5HQ

  UNITED KINGDOM

  Phone

  +442380722582

  Web

  http://www.assetmanagement.hsbc.com/uk

• Complaints Contact

  Forum 1

  The Forum

  Parkway

  Whiteley

  Fareham

  Hampshire

  PO15 7PA

  UNITED KINGDOM

  Phone

  +442380722582

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Gillian Wakefield

  IRN GXW01508

  • CF30 Customer (9 Jul 2012 to 16 Jun 2015)
• Giuseppe Corona

  IRN GXC01780

  • [FCA CF] Manager of certification employee (since 15 May 2022)
  • [FCA CF] Client dealing (since 28 Mar 2022)
• Glen Graham Cargill

  IRN GGC01018

  • CF27 Investment Management (13 May 2004 to 8 Dec 2005)
• Glenn Fox

  IRN GMF01026

  • [FCA CF] Client dealing (20 Mar 2020 to 5 Sep 2023)
  • [FCA CF] Manager of certification employee (20 Mar 2020 to 5 Sep 2023)
  • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
• Gordon Mullarney

  IRN GDM00039

  • [FCA CF] Manager of certification employee (since 14 Feb 2020)
  • [FCA CF] Client dealing (since 14 Feb 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (4 Feb 2004 to 31 Oct 2007)
• Gordon Pierre Rodrigues

  IRN GXR00153

  • [FCA CF] Manager of certification employee (13 Aug 2021 to 19 Jan 2022)
  • [FCA CF] Client dealing (13 Aug 2021 to 19 Jan 2022)
• Graeme Crawford Blyth

  IRN GCB01069

  • CF30 Customer (9 Dec 2008 to 30 Sep 2016)
• Gregory Peter Ong Yuk Hunt

  IRN GXH00408

  • [FCA CF] Client dealing (11 Apr 2024 to 14 Jun 2024)
• Guillaume Rabault

  IRN GXR87852

  • [FCA CF] Manager of certification employee (since 8 Jul 2020)
  • [FCA CF] Material risk taker (11 Feb 2022 to 7 Aug 2023)
  • [PRA CF] Managing a material risk taker (15 Nov 2021 to 18 Apr 2023)
  • [FCA CF] Client dealing (16 Nov 2020 to 19 Jan 2022)
• Guillermo Eduardo Maldonado-Codina

  IRN GXM01224

  • [FCA CF] Manager of certification employee (23 Dec 2019 to 4 Feb 2021)
  • CF1 Director (19 Jan 2011 to 19 Sep 2011)
  • CF30 Customer (5 Aug 2010 to 19 Sep 2011)
  • CF27 Investment Management (11 Nov 2003 to 30 Jun 2006)

No changes recorded yet.