Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Alternative Investments Limited
FRN 170423
- [FCA CF] Client dealing (since 14 Sep 2023)
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- [FCA CF] Client dealing (20 Mar 2020 to 5 Sep 2023)
- [FCA CF] Manager of certification employee (20 Mar 2020 to 5 Sep 2023)
- CF30 Customer (1 Dec 2016 to 8 Dec 2019)
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- CF30 Customer (24 Apr 2014 to 15 May 2015)
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- CF29 Significant management (1 Nov 2007 to 31 Oct 2008)
- CF18 Significant Mgt (Insurance Underwriting) (17 Apr 2007 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (19 Apr 2006 to 17 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.