Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Manager of certification employee (since 8 Jul 2020)
- [FCA CF] Material risk taker (11 Feb 2022 to 7 Aug 2023)
- [PRA CF] Managing a material risk taker (15 Nov 2021 to 18 Apr 2023)
- [FCA CF] Client dealing (16 Nov 2020 to 19 Jan 2022)
-
- [PRA CF] Significant risk taker or Material risk taker (8 Jul 2020 to 9 Sep 2021)
-
- [PRA CF] Significant risk taker or Material risk taker (8 Jul 2020 to 9 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.