HSBC Asset Management (Fund Services UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael Ephrem Joseph Milne
IRN MEM01074
- SMF16 Compliance Oversight (since 28 Apr 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Apr 2023 to 28 Mar 2024)
Persephone Jane French
IRN PJF01090
- Director of firm who is not a certification employee or a SMF manager (6 Oct 2023 to 25 Oct 2023)
Peter George Patrick Dew
IRN PGD01026
- SMF9 Chair of the Governing Body (28 Apr 2023 to 30 Sep 2025)
Priya Mittal
IRN PXM00630
- Director of firm who is not a certification employee or a SMF manager (since 6 Oct 2023)
Simeon Thomas Brown
IRN STB01061
- SMF9 Chair of the Governing Body (since 4 Nov 2025)
- Director of firm who is not a certification employee or a SMF manager (since 28 Apr 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.