Simeon Thomas Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC Asset Management (Fund Services UK) Limited
FRN 974977
- SMF9 Chair of the Governing Body (since 4 Nov 2025)
- Director of firm who is not a certification employee or a SMF manager (since 28 Apr 2023)
CHESNARA LIFE (UK) LIMITED (no longer approved here)
FRN 133435
- CF1 Director (18 Dec 2007 to 2 Feb 2010)
HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- CF1 Director (30 Oct 2007 to 3 Dec 2012)
- CF3 Chief Executive (30 Oct 2007 to 3 Dec 2012)
- CF8 Apportionment and Oversight (30 Oct 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.