Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Significant management (since 24 Dec 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 6 Oct 2021)
- [FCA CF] Manager of certification employee (9 Sep 2022 to 12 Feb 2024)
- [PRA CF] Managing a material risk taker (19 Aug 2022 to 28 Feb 2024)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Significant management (since 24 Dec 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 6 Oct 2021)
- [PRA CF] Managing a material risk taker (15 Aug 2023 to 28 Feb 2024)
- [FCA CF] Manager of certification employee (15 Aug 2022 to 12 Feb 2024)
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- Director of firm who is not a certification employee or a SMF manager (6 Oct 2023 to 25 Oct 2023)
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- SMF16 Compliance Oversight (29 Mar 2017 to 4 Mar 2021)
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- CF30 Customer (1 Nov 2007 to 1 Dec 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.