Michael Ephrem Joseph Milne

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC Global Asset Management (UK) Limited
FRN 122335
- SMF16 Compliance Oversight (since 12 Sep 2024)
- [FCA CF] Material risk taker (27 Aug 2020 to 28 Apr 2023)
HSBC Asset Management (Fund Services UK) Limited
FRN 974977
- SMF16 Compliance Oversight (since 28 Apr 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Apr 2023 to 28 Mar 2024)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF26 Customer Trading (5 Dec 2003 to 3 Jan 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.