HSBC Alternative Investments Limited

• Principal Place of Business

  8 Canada Square

  London

  E14 5HQ

  UNITED KINGDOM

  Phone

  +442380722582

  Web

  http://www.assetmanagement.hsbc.com/uk

• Complaints Contact

  Forum 1

  The Forum

  Parkway

  Whiteley

  Fareham

  Hampshire

  PO15 7PA

  UNITED KINGDOM

  Phone

  +442380722582

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to advisory-only activities.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Faraz Omar Sultan

  IRN OXS01029

  • CF30 Customer (11 Apr 2012 to 7 Jan 2015)
  • CF29 Significant management (11 Apr 2012 to 7 Jan 2015)
• Fayruz Abdulhadi

  IRN FXA00153

  • [PRA CF] Managing a material risk taker (since 21 Nov 2025)
  • [FCA CF] Manager of certification employee (since 17 Oct 2025)
• Fiona Wing Yan Chan

  IRN FXC00115

  • [FCA CF] Material risk taker (since 29 Sep 2025)
  • [FCA CF] Significant management (14 Aug 2023 to 24 Dec 2024)
  • [FCA CF] Material risk taker (26 Aug 2022 to 24 Dec 2024)
• Florence Marie Blandine Picon

  IRN FXP01128

  • CF30 Customer (1 Dec 2009 to 31 Jul 2012)
• Francisco Borja Azpilicueta Urcola

  IRN FXA17840

  • [FCA CF] Significant management (29 Sep 2021 to 7 Aug 2023)
  • [FCA CF] Material risk taker (19 May 2021 to 7 Aug 2023)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Sep 2022)
  • CF2 Non Executive Director (14 Oct 2019 to 8 Dec 2019)
• Francois Johannes Van der Merwe

  IRN FJV01005

  • CF27 Investment Management (28 Jul 2004 to 20 Dec 2004)
• Gabriel Perahia

  IRN GXP01121

  • CF1 Director (1 Dec 2001 to 23 Oct 2006)
• Garth David Saunders

  IRN GDS01098

  • CF30 Customer (24 Feb 2011 to 27 May 2011)
• George Efthimiou

  IRN GAE01017

  • [FCA CF] Manager of certification employee (11 Dec 2019 to 7 Jan 2020)
• Gerard Aquilina

  IRN GRA01031

  • CF2 Non Executive Director (12 Dec 2002 to 10 Nov 2007)

No changes recorded yet.