Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Managing a material risk taker (since 21 Oct 2025)
- [FCA CF] Manager of certification employee (since 21 Oct 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 23 Dec 2016)
- [FCA CF] Significant management (29 Sep 2021 to 10 Aug 2022)
- [PRA CF] Managing a material risk taker (16 Sep 2021 to 24 Jun 2022)
- [FCA CF] Client dealing (23 Dec 2016 to 12 Sep 2022)
- [FCA CF] Manager of certification employee (23 Dec 2016 to 27 Sep 2022)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Managing a material risk taker (since 21 Oct 2025)
- [FCA CF] Manager of certification employee (since 21 Oct 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 17 Sep 2018)
- [FCA CF] Significant management (29 Sep 2021 to 10 Aug 2022)
- [FCA CF] Manager of certification employee (17 Sep 2018 to 8 Oct 2018)
- [PRA CF] Managing a material risk taker (17 Sep 2018 to 8 Oct 2018)
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Client dealing (since 31 Oct 2022)
- [FCA CF] Manager of certification employee (since 31 Oct 2022)
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- [FCA CF] Significant management (29 Sep 2021 to 7 Aug 2023)
- [FCA CF] Material risk taker (19 May 2021 to 7 Aug 2023)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Sep 2022)
- CF2 Non Executive Director (14 Oct 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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