Francois Johannes Van der Merwe

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Long Row Wealth Advisory Limited

    FRN 978338

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2022)
    • [FCA CF] Client dealing (since 2 Dec 2022)
    • SMF16 Compliance Oversight (since 1 Dec 2022)
    • SMF3 Executive Director (since 1 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2022)
    • Responsible for Insurance Distribution (since 1 Dec 2022)
  • Bright Investments Pensions and Savings Ltd (no longer approved here)

    FRN 492277

    • [FCA CF] Client dealing (11 Mar 2022 to 1 Dec 2022)
    • [FCA CF] Functions requiring qualifications (11 Mar 2022 to 1 Dec 2022)
  • THE CAPITAL PARTNERSHIP (U.K.) LIMITED (no longer approved here)

    FRN 190654

    • [FCA CF] Client dealing (31 Mar 2021 to 13 Oct 2021)
    • CF30 Customer (11 Jul 2008 to 8 Dec 2019)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF27 Investment Management (28 Jul 2004 to 20 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.