Bright Investments Pensions and Savings Ltd

Date authorised
1 April 2013
Companies House
06488773
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    23 Bracken Avenue
    London
    SW12 8BJ
    UNITED KINGDOM
    Phone
    +447887610061
    Web
    https://www.brightinvestments.co.uk

  • Complaints Contact

    23 Bracken Avenue
    London
    SW12 8BJ
    UNITED KINGDOM
    Phone
    +447887610061

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ana de la Quintana

    IRN AXD01780

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Manager of certification employee (1 Aug 2020 to 1 Dec 2022)
    • Responsible for Insurance Mediation (22 Oct 2015 to 30 Sep 2018)
    • CF30 Customer (4 Nov 2011 to 8 Dec 2019)
    • CF1 Director (27 Jan 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Jan 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Jan 2010 to 8 Dec 2019)
  • Francois Johannes Van der Merwe

    IRN FJV01005

    • [FCA CF] Functions requiring qualifications (11 Mar 2022 to 1 Dec 2022)
    • [FCA CF] Client dealing (11 Mar 2022 to 1 Dec 2022)
  • Minesh Patel

    IRN MXP01380

    • CF30 Customer (3 Nov 2011 to 18 Apr 2013)
    • CF1 Director (27 Jan 2010 to 1 Dec 2011)
    • Responsible for Insurance Mediation (27 Jan 2010 to 18 Apr 2013)

Recent activity

Updates to this firm's record on the FCA register.

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