Minesh Patel

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EA Financial Solutions Ltd

    FRN 219600

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF24 Pension Transfer Specialist (1 May 2003 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 May 2003 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (1 May 2003 to 8 Dec 2019)
    • CF1 Director (1 May 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 May 2003 to 8 Dec 2019)
    • CF21 Investment Adviser (1 May 2003 to 31 Oct 2007)
    • CF3 Chief Executive (1 May 2003 to 8 Dec 2019)
  • Bright Investments Pensions and Savings Ltd (no longer approved here)

    FRN 492277

    • CF30 Customer (3 Nov 2011 to 18 Apr 2013)
    • Responsible for Insurance Mediation (27 Jan 2010 to 18 Apr 2013)
    • CF1 Director (27 Jan 2010 to 1 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.