George Efthimiou

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (International) Limited

    FRN 183100

    • SMF11 Chair of the Audit Committee (since 18 Mar 2022)
  • Schroder Investment Management Limited

    FRN 119348

    • Director of firm who is not a certification employee or a SMF manager (since 2 Sep 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (11 Dec 2019 to 9 Mar 2020)
    • [FCA CF] Manager of certification employee (8 Oct 2019 to 22 Nov 2019)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Manager of certification employee (11 Dec 2019 to 7 Jan 2020)
    • CF1 Director (12 Mar 2010 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 12 Mar 2010)
    • CF19 Significant Mgt (Financial Resources) (6 Feb 2006 to 31 Oct 2007)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Manager of certification employee (11 Dec 2019 to 7 Jan 2020)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (11 Dec 2019 to 9 Mar 2020)
    • [FCA CF] Manager of certification employee (8 Oct 2019 to 22 Nov 2019)
  • InfraRed Capital Partners Limited (no longer approved here)

    FRN 195766

    • CF19 Significant Mgt (Financial Resources) (6 Feb 2006 to 15 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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