HSBC Alternative Investments Limited

• Principal Place of Business

  8 Canada Square

  London

  E14 5HQ

  UNITED KINGDOM

  Phone

  +442380722582

  Web

  http://www.assetmanagement.hsbc.com/uk

• Complaints Contact

  Forum 1

  The Forum

  Parkway

  Whiteley

  Fareham

  Hampshire

  PO15 7PA

  UNITED KINGDOM

  Phone

  +442380722582

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to advisory-only activities.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trisha Mandalia Mayr

  IRN TAM01123

  • [FCA CF] Client dealing (since 14 Jun 2022)
• Tsvetelina Nikolaeva Markova

  IRN TNM00015

  • CF30 Customer (27 Jun 2014 to 2 Sep 2016)
• Vai Rajan

  IRN VXR01067

  • CF30 Customer (1 Nov 2007 to 31 Jul 2012)
  • CF21 Investment Adviser (5 Oct 2007 to 31 Oct 2007)
• Victor Mayer

  IRN VXM00050

  • [FCA CF] Client dealing (15 Feb 2021 to 18 Jun 2021)
• Vivek Ram

  IRN VXR01043

  • [FCA CF] Manager of certification employee (23 Oct 2025 to 12 Feb 2026)
  • [PRA CF] Managing a material risk taker (1 Jun 2020 to 16 Sep 2021)
• Walter Trevor Robinson

  IRN WTR01004

  • CF1 Director (1 Dec 2001 to 31 Mar 2004)
• William Anthony Benjamin

  IRN WAB01040

  • SMF1 Chief Executive (since 22 Jan 2022)
  • SMF3 Executive Director (since 15 Oct 2021)
  • [FCA CF] Material risk taker (26 Apr 2021 to 23 Nov 2021)
  • [FCA CF] Client dealing (24 Jan 2020 to 18 Jun 2024)
  • [FCA CF] Manager of certification employee (24 Jan 2020 to 23 Nov 2021)
  • CF29 Significant management (13 Apr 2012 to 15 Aug 2014)
  • CF30 Customer (1 Nov 2007 to 15 Aug 2014)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• William James Palmer Michell

  IRN WJM01105

  • CF30 Customer (24 Aug 2015 to 29 Sep 2017)
• Xavier Francois Baraton

  IRN XFB01001

  • [FCA CF] Manager of certification employee (since 13 Apr 2026)
  • [PRA CF] Managing a material risk taker (since 19 Aug 2022)
  • [FCA CF] Material risk taker (since 14 Feb 2022)
  • [FCA CF] Significant management (since 14 Feb 2022)
  • Director of firm who is not a certification employee or a SMF manager (since 14 Sep 2021)
  • [FCA CF] Manager of certification employee (23 Aug 2022 to 11 Apr 2025)
  • SMF3 Executive Director (9 Dec 2019 to 13 Sep 2021)
  • CF1 Director (12 Aug 2016 to 8 Dec 2019)
• Zlatil Davidov

  IRN ZVD01001

  • [FCA CF] Client dealing (9 Jun 2020 to 29 Apr 2022)
  • CF30 Customer (8 Feb 2019 to 8 Dec 2019)

No changes recorded yet.