Xavier Francois Baraton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 13 Apr 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Feb 2022)
    • [PRA CF] Managing a material risk taker (since 20 Oct 2021)
    • [FCA CF] Significant management (14 Feb 2022 to 11 Aug 2022)
    • [FCA CF] Manager of certification employee (8 Nov 2021 to 11 Apr 2025)
  • HSBC Global Asset Management (UK) Limited

    FRN 122335

    • [FCA CF] Manager of certification employee (since 13 Apr 2026)
    • [FCA CF] Material risk taker (since 14 Feb 2022)
    • [FCA CF] Significant management (since 14 Feb 2022)
    • [PRA CF] Managing a material risk taker (since 20 Oct 2021)
    • [FCA CF] Manager of certification employee (8 Nov 2021 to 11 Apr 2025)
    • [FCA CF] Client dealing (9 Nov 2020 to 19 Jan 2022)
  • HSBC Alternative Investments Limited

    FRN 170423

    • [FCA CF] Manager of certification employee (since 13 Apr 2026)
    • [PRA CF] Managing a material risk taker (since 19 Aug 2022)
    • [FCA CF] Significant management (since 14 Feb 2022)
    • [FCA CF] Material risk taker (since 14 Feb 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 14 Sep 2021)
    • [FCA CF] Manager of certification employee (23 Aug 2022 to 11 Apr 2025)
    • SMF3 Executive Director (9 Dec 2019 to 13 Sep 2021)
    • CF1 Director (12 Aug 2016 to 8 Dec 2019)
  • HSBC UK Bank Plc

    FRN 765112

    • [FCA CF] Manager of certification employee (since 13 Apr 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Feb 2022)
    • [PRA CF] Managing a material risk taker (since 20 Oct 2021)
    • [FCA CF] Significant management (14 Feb 2022 to 11 Aug 2022)
    • [FCA CF] Manager of certification employee (8 Nov 2021 to 11 Apr 2025)

Recent activity

Updates to this individual's record on the FCA register.

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