William Anthony Benjamin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited

    FRN 122335

    • SMF18 Other Overall Responsibility (since 15 May 2024)
    • [FCA CF] Client dealing (5 Jul 2022 to 5 Oct 2023)
  • HSBC Alternative Investments Limited

    FRN 170423

    • SMF1 Chief Executive (since 22 Jan 2022)
    • SMF3 Executive Director (since 15 Oct 2021)
    • [FCA CF] Material risk taker (26 Apr 2021 to 23 Nov 2021)
    • [FCA CF] Client dealing (24 Jan 2020 to 18 Jun 2024)
    • [FCA CF] Manager of certification employee (24 Jan 2020 to 23 Nov 2021)
    • CF29 Significant management (13 Apr 2012 to 15 Aug 2014)
    • CF30 Customer (1 Nov 2007 to 15 Aug 2014)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 15 Oct 2021)
    • [PRA CF] Significant risk taker or Material risk taker (17 Nov 2020 to 23 Nov 2021)
    • [FCA CF] Manager of certification employee (16 Nov 2017 to 23 Nov 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 15 Oct 2021)
    • [PRA CF] Significant risk taker or Material risk taker (17 Nov 2020 to 23 Nov 2021)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 23 Nov 2021)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF30 Customer (31 Dec 2014 to 6 May 2016)

Recent activity

Updates to this individual's record on the FCA register.

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