HSBC Alternative Investments Limited

• Principal Place of Business

  8 Canada Square

  London

  E14 5HQ

  UNITED KINGDOM

  Phone

  +442380722582

  Web

  http://www.assetmanagement.hsbc.com/uk

• Complaints Contact

  Forum 1

  The Forum

  Parkway

  Whiteley

  Fareham

  Hampshire

  PO15 7PA

  UNITED KINGDOM

  Phone

  +442380722582

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to advisory-only activities.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Matthias Rubner

  IRN MXR00384

  • [FCA CF] Manager of certification employee (1 Jul 2021 to 7 Feb 2022)
• Melvin Bert McPhee

  IRN MBM01027

  • CF14 Risk Assessment (1 Dec 2001 to 31 Dec 2004)
• Menasey Marc Moses

  IRN MMM01022

  • CF28 Systems and controls (22 Feb 2011 to 8 Dec 2019)
• Michael Charles Anthony Stromsoe

  IRN MAS01279

  • [FCA CF] Material risk taker (since 2 Oct 2025)
  • [FCA CF] Material risk taker (19 Dec 2024 to 14 Jul 2025)
  • [FCA CF] Manager of certification employee (13 Apr 2021 to 10 Feb 2022)
• Michael John Cox

  IRN MJC01562

  • CF10 Compliance Oversight (6 Feb 2013 to 1 Jan 2017)
• Michael Joseph Mount

  IRN MJM01268

  • CF2 Non Executive Director (1 Dec 2001 to 10 Dec 2002)
• Michelle Dunne

  IRN MXD01767

  • [FCA CF] Manager of certification employee (since 27 Mar 2025)
• Michelle Makeba Hilliman - Hopkinson

  IRN MMH01043

  • [FCA CF] Material risk taker (20 Nov 2023 to 18 Dec 2024)
• Miten Patel

  IRN MXP01222

  • CF29 Significant management (1 Nov 2007 to 7 Apr 2011)
  • CF30 Customer (1 Nov 2007 to 25 Feb 2008)
  • CF8 Apportionment and Oversight (22 Oct 2007 to 31 Oct 2007)
  • CF20 Significant Mgt (Settlements) (17 Aug 2005 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Mohamed Abdillahi

  IRN MXA00955

  • [FCA CF] Manager of certification employee (since 17 Oct 2025)
  • [PRA CF] Managing a material risk taker (17 Jan 2024 to 28 Feb 2024)
  • [FCA CF] Manager of certification employee (14 Nov 2023 to 24 Jan 2025)

No changes recorded yet.