Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Alternative Investments Limited
FRN 170423
- [FCA CF] Material risk taker (since 2 Oct 2025)
- [FCA CF] Material risk taker (19 Dec 2024 to 14 Jul 2025)
- [FCA CF] Manager of certification employee (13 Apr 2021 to 10 Feb 2022)
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- [FCA CF] Manager of certification employee (10 Nov 2021 to 26 Nov 2021)
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- CF21 Investment Adviser (25 Apr 2003 to 22 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.