Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF29 Significant management (1 Nov 2007 to 7 Apr 2011)
    • CF30 Customer (1 Nov 2007 to 25 Feb 2008)
    • CF8 Apportionment and Oversight (22 Oct 2007 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (17 Aug 2005 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.