HSBC Alternative Investments Limited

• Principal Place of Business

  8 Canada Square

  London

  E14 5HQ

  UNITED KINGDOM

  Phone

  +442380722582

  Web

  http://www.assetmanagement.hsbc.com/uk

• Complaints Contact

  Forum 1

  The Forum

  Parkway

  Whiteley

  Fareham

  Hampshire

  PO15 7PA

  UNITED KINGDOM

  Phone

  +442380722582

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to advisory-only activities.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Jasvir Virk

  IRN JKV01008

  • [FCA CF] Client dealing (15 Oct 2021 to 8 Oct 2025)
• Jean-Christophe Gerard

  IRN JCG01138

  • CF1 Director (14 Mar 2014 to 10 Jun 2016)
• Jeremy Radley

  IRN JPR01114

  • [FCA CF] Manager of certification employee (11 Mar 2021 to 6 Jul 2021)
  • [FCA CF] Material risk taker (20 Dec 2019 to 7 Aug 2020)
  • CF28 Systems and controls (29 Jul 2016 to 8 Dec 2019)
  • CF13 Finance (21 Dec 2005 to 31 Oct 2007)
• Jianghao Zhu

  IRN JXZ01104

  • [FCA CF] Client dealing (since 2 Nov 2020)
  • [FCA CF] Manager of certification employee (14 Dec 2022 to 6 Apr 2023)
• Jiaojiao Shen

  IRN JXS02124

  • CF30 Customer (1 Nov 2007 to 15 Nov 2013)
  • CF22 Investment Adviser (Trainee) (18 Oct 2007 to 31 Oct 2007)
• Jiateng Gu

  IRN JXG16450

  • CF30 Customer (26 Jun 2019 to 26 Jun 2019)
• Joanna Mary Munro

  IRN JMM01101

  • [PRA CF] Managing a material risk taker (since 14 Jun 2024)
  • [FCA CF] Material risk taker (2 Jul 2025 to 31 Mar 2026)
  • [FCA CF] Significant management (2 Jul 2025 to 31 Mar 2026)
  • [PRA CF] Managing a material risk taker (16 Sep 2021 to 17 Jan 2022)
  • [FCA CF] Manager of certification employee (11 Dec 2019 to 19 Mar 2022)
• Joanne Margaret Wilkinson

  IRN JML01080

  • CF10 Compliance Oversight (2 Mar 2010 to 31 Dec 2010)
• John Dennis Ware

  IRN JDW01177

  • [FCA CF] Client dealing (30 May 2022 to 1 Mar 2024)
• Jonathan Bingham

  IRN JXB00530

  • [FCA CF] Manager of certification employee (since 26 Oct 2025)

No changes recorded yet.