Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- SMF2 Chief Finance (since 8 Apr 2026)
- [FCA CF] Manager of certification employee (since 28 Mar 2025)
- [PRA CF] Managing a material risk taker (since 12 Feb 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 10 Mar 2021)
- [FCA CF] Manager of certification employee (11 Feb 2022 to 24 Jan 2025)
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Manager of certification employee (since 26 Oct 2025)
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HSBC Alternative Investments Limited
FRN 170423
- [FCA CF] Manager of certification employee (since 26 Oct 2025)
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HSBC Bank Plc
FRN 114216
- [PRA CF] Managing a material risk taker (since 12 Feb 2022)
- [FCA CF] Manager of certification employee (since 11 Feb 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 10 Mar 2021)
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- [FCA CF] Manager of certification employee (18 Dec 2024 to 21 Feb 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.