Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Manager of certification employee (11 Mar 2021 to 6 Jul 2021)
    • [FCA CF] Material risk taker (20 Dec 2019 to 7 Aug 2020)
    • CF28 Systems and controls (29 Jul 2016 to 8 Dec 2019)
    • CF13 Finance (21 Dec 2005 to 31 Oct 2007)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Manager of certification employee (27 Aug 2020 to 6 Jul 2021)
    • [FCA CF] Material risk taker (20 Dec 2019 to 31 Jan 2022)
    • CF28 Systems and controls (30 Oct 2015 to 11 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.