Joanna Mary Munro

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Managing a material risk taker (since 14 Jun 2024)
    • [PRA CF] Significant risk taker or Material risk taker (2 Jul 2025 to 31 Mar 2026)
    • [FCA CF] Client dealing (2 Jul 2025 to 31 Mar 2026)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 24 Jun 2022)
    • [FCA CF] Manager of certification employee (21 Dec 2016 to 13 Jan 2017)
  • HSBC Alternative Investments Limited

    FRN 170423

    • [PRA CF] Managing a material risk taker (since 14 Jun 2024)
    • [FCA CF] Material risk taker (2 Jul 2025 to 31 Mar 2026)
    • [FCA CF] Significant management (2 Jul 2025 to 31 Mar 2026)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 17 Jan 2022)
    • [FCA CF] Manager of certification employee (11 Dec 2019 to 19 Mar 2022)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Significant management (2 Jul 2025 to 31 Mar 2026)
    • SMF3 Executive Director (19 Mar 2022 to 16 May 2024)
    • [FCA CF] Material risk taker (9 Oct 2020 to 19 Mar 2022)
    • [FCA CF] Manager of certification employee (11 Dec 2019 to 19 Mar 2022)
    • CF2 Non Executive Director (6 Jan 2015 to 23 Sep 2019)
    • CF1 Director (12 Jun 2008 to 20 May 2011)
    • CF29 Significant management (1 Nov 2007 to 26 Sep 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (7 Jun 2006 to 31 Oct 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (2 Jul 2025 to 31 Mar 2026)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 24 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (11 Dec 2019 to 19 Mar 2022)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF1 Director (3 Jun 2003 to 3 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.