HQN Financial Management Limited

• Principal Place of Business

  H Q N Financial Management Ltd

  1A Bonington Road

  Nottingham

  Nottinghamshire

  NG3 5JR

  UNITED KINGDOM

  Phone

  +4401159692066

  Web

  https://www.hqnfm.co.uk

• Complaints Contact

  H Q N Financial Management Ltd

  1A Bonington Road

  Nottingham

  Nottinghamshire

  NG3 5JR

  UNITED KINGDOM

  Phone

  +4401159692066

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Albert Christopher Hughes

  IRN ACH00003

  • CF30 Customer (4 Jan 2010 to 10 Aug 2019)
• Antony James Shreeve

  IRN AJS00051

  • CF30 Customer (1 Nov 2007 to 6 May 2015)
  • Responsible for Insurance Mediation (21 Jun 2005 to 6 May 2015)
  • CF10 Compliance Oversight (21 Jun 2005 to 6 May 2015)
  • CF1 Director (21 Jun 2005 to 6 May 2015)
  • CF8 Apportionment and Oversight (21 Jun 2005 to 31 Mar 2009)
  • CF21 Investment Adviser (21 Jun 2005 to 31 Oct 2007)
• Colin Hall

  IRN CXH00072

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2021)
  • [FCA CF] Client dealing (since 1 Sep 2021)
• David Hayman Yates

  IRN DHY01001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2022)
  • [FCA CF] Client dealing (since 1 Dec 2022)
• Edwin James Towers

  IRN EJT00006

  • CF30 Customer (29 Oct 2014 to 25 Nov 2016)
• Graham Blackwood

  IRN GXB00174

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 24 Aug 2023)
  • [FCA CF] Functions requiring qualifications (since 24 Aug 2023)
• John Hitchcock

  IRN JXH00043

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Feb 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2020)
  • CF30 Customer (1 Jul 2019 to 8 Dec 2019)
• Josh Martin Playford

  IRN JXP00336

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Responsible for Insurance Distribution (since 28 Nov 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Mar 2025)
  • SMF16 Compliance Oversight (since 7 Mar 2025)
  • SMF3 Executive Director (since 4 Dec 2023)
  • [FCA CF] Functions requiring qualifications (since 20 Jul 2023)
  • [FCA CF] Client dealing (since 20 Jul 2023)
• Kevin John Mitchell

  IRN KJM00059

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Apr 2022)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
• Paul Anthony Conroy

  IRN PAC00039

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 8 Sep 2023)
  • [FCA CF] Client dealing (since 8 Sep 2023)

No changes recorded yet.