Josh Martin Playford

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HQN Financial Management Limited

    FRN 431467

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 28 Nov 2025)
    • SMF16 Compliance Oversight (since 7 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Mar 2025)
    • SMF3 Executive Director (since 4 Dec 2023)
    • [FCA CF] Client dealing (since 20 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 20 Jul 2023)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Client dealing (2 Aug 2021 to 31 Oct 2022)
    • [FCA CF] Functions requiring qualifications (2 Aug 2021 to 31 Oct 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.