Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 2 Jan 2020)
- [FCA CF] Client dealing (since 2 Jan 2020)
- CF30 Customer (1 Sep 2015 to 8 Dec 2019)
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- CF30 Customer (29 Oct 2014 to 25 Nov 2016)
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- CF30 Customer (12 Jan 2011 to 22 Aug 2011)
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- CF30 Customer (1 Nov 2007 to 26 Dec 2007)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.