Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2020)
    • [FCA CF] Client dealing (since 1 Feb 2020)
    • CF30 Customer (1 Jul 2019 to 8 Dec 2019)
  • Lyncombe Consultants Limited (no longer approved here)

    FRN 618025

    • CF30 Customer (5 Aug 2016 to 30 Aug 2019)
  • Lawrance Bennett Partners Ltd (no longer approved here)

    FRN 715173

    • Employed By (5 Aug 2016 to 8 Dec 2019)
  • KILLIMORE FINANCIAL MANAGEMENT LTD (no longer approved here)

    FRN 653101

    • CF30 Customer (10 Aug 2015 to 15 Aug 2016)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • CF30 Customer (16 Mar 2015 to 31 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.