HPS Investment Partners CLO (UK) LLP

Date authorised
24 April 2017
Companies House
OC412944
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    N2 | Floor 10
    9 Bressenden Place
    London
    SW1E 5BY
    UNITED KINGDOM
    Phone
    +442035786030

  • Complaints Contact

    N2 | Floor 10
    9 Bressenden Place
    London
    SW1E 5BY
    UNITED KINGDOM
    Phone
    +442035786030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jeffrey Boswell

    IRN JXB02114

    • SMF27 Partner (since 30 Sep 2024)
  • Jonathan Neal Rabinowitz

    IRN JNR01055

    • CF30 Customer (24 Apr 2017 to 8 Dec 2019)
  • Joseph Virgilio

    IRN JXV01308

    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Sep 2020)
    • CF10 Compliance Oversight (30 May 2019 to 8 Dec 2019)
  • Karsten Moller

    IRN KNM01009

    • CF30 Customer (13 Aug 2019 to 8 Dec 2019)
  • Kristan Renee Gregory

    IRN KRG01033

    • CF11 Money Laundering Reporting (24 Apr 2017 to 9 Jan 2019)
    • CF10 Compliance Oversight (24 Apr 2017 to 9 Jan 2019)
  • Lucio Fiorillo

    IRN LXF18297

    • CF30 Customer (7 Aug 2019 to 8 Dec 2019)
  • Nicholas Strong

    IRN NWS01023

    • SMF27 Partner (21 Feb 2020 to 30 Sep 2024)
    • CF30 Customer (24 Apr 2017 to 8 Dec 2019)
  • Nicholas White

    IRN NAW01059

    • CF30 Customer (23 Aug 2019 to 8 Dec 2019)
  • Oliver Feix

    IRN OJF00003

    • CF30 Customer (24 Apr 2017 to 8 Dec 2019)
  • Olivia Louise Bishton

    IRN OLB01006

    • SMF27 Partner (9 Dec 2019 to 29 May 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 May 2020)
    • CF11 Money Laundering Reporting (3 Jun 2019 to 8 Dec 2019)
    • CF4 Partner (24 Apr 2017 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.