Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (24 Apr 2017 to 9 Jan 2019)
- CF10 Compliance Oversight (24 Apr 2017 to 9 Jan 2019)
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- CF11 Money Laundering Reporting (16 May 2016 to 9 Jan 2019)
- CF10 Compliance Oversight (16 May 2016 to 9 Jan 2019)
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- CF10 Compliance Oversight (30 Sep 2015 to 3 Nov 2015)
- CF28 Systems and controls (18 Apr 2013 to 3 Nov 2015)
- CF11 Money Laundering Reporting (18 Apr 2013 to 3 Nov 2015)
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- CF10 Compliance Oversight (26 Feb 2015 to 3 Nov 2015)
- CF11 Money Laundering Reporting (2 Apr 2013 to 3 Nov 2015)
- CF28 Systems and controls (2 Apr 2013 to 3 Nov 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.