Bain Capital Credit, Ltd.

• Principal Place of Business

  Bain Capital Europe LLP

  Devonshire House

  1 Mayfair Place

  London

  Westminster

  W1J 8AJ

  UNITED KINGDOM

  Phone

  +442075145252

  Web

  https://www.baincapitalcredit.com

• Complaints Contact

  Bain Capital Europe LLP

  Devonshire House

  1 Mayfair Place

  London

  Westminster

  W1J 8AJ

  UNITED KINGDOM

  Phone

  +442075145252

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ahmed Jalal Khan

  IRN AJK01142

  • CF30 Customer (31 Jan 2014 to 10 Jun 2016)
• Alan Halfenger, Jr.

  IRN AXH02113

  • CF28 Systems and controls (3 Sep 2010 to 11 Sep 2015)
  • CF10 Compliance Oversight (3 Sep 2010 to 11 Sep 2015)
• Alberto Ceron

  IRN AXC01238

  • [FCA CF] Client dealing (since 29 Feb 2024)
• Alessandro Nuti

  IRN AXN01386

  • [FCA CF] Client dealing (11 Mar 2022 to 2 Jun 2025)
• Ali Malik

  IRN AXM00683

  • [FCA CF] Significant management (9 Dec 2019 to 15 Mar 2022)
• Ali Mohammad Haroon

  IRN AMH01134

  • [FCA CF] Client dealing (since 8 Apr 2024)
  • [FCA CF] Material risk taker (since 8 Apr 2024)
  • [FCA CF] Significant management (since 8 Apr 2024)
  • [FCA CF] Manager of certification employee (since 8 Apr 2024)
• Alon Avner

  IRN AXA02085

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2024)
  • CF29 Significant management (15 Apr 2013 to 8 Dec 2019)
  • CF30 Customer (10 Nov 2009 to 8 Dec 2019)
  • CF1 Director (10 Nov 2009 to 15 Apr 2013)
• Andrew Watkins

  IRN AXW02345

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Apr 2020)
  • CF10 Compliance Oversight (26 Jun 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (26 Jun 2017 to 8 Dec 2019)
• Arham Karim

  IRN AXK02440

  • [FCA CF] Client dealing (since 20 Nov 2023)
• Barnaby Thomas Patrick Lyons

  IRN BTL00016

  • CF30 Customer (1 Oct 2012 to 26 Apr 2016)

No changes recorded yet.