Ali Mohammad Haroon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bain Capital Credit, Ltd.
FRN 441896
- [FCA CF] Client dealing (since 8 Apr 2024)
- [FCA CF] Manager of certification employee (since 8 Apr 2024)
- [FCA CF] Material risk taker (since 8 Apr 2024)
- [FCA CF] Significant management (since 8 Apr 2024)
VARDE PARTNERS EUROPE LIMITED (no longer approved here)
FRN 402456
- CF11 Money Laundering Reporting (19 Dec 2008 to 25 Mar 2010)
- CF30 Customer (8 Feb 2008 to 3 Sep 2010)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.