Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 30 Sep 2024)
    • [FCA CF] Client dealing (since 15 Jul 2024)
    • SMF27 Partner (since 30 Sep 2024)
    • SMF27 Partner (since 30 Sep 2024)
  • NINETY ONE UK LIMITED (no longer approved here)

    FRN 122420

    • [FCA CF] Material risk taker (25 Apr 2023 to 17 May 2024)
    • [FCA CF] Client dealing (25 Nov 2020 to 17 May 2024)
    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
    • CF30 Customer (24 Mar 2015 to 8 Dec 2019)
  • Ninety One Fund Managers UK Limited (no longer approved here)

    FRN 145007

    • [FCA CF] Client dealing (25 Nov 2020 to 17 May 2024)
    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
    • CF30 Customer (24 Mar 2015 to 8 Dec 2019)
  • ICG Alternative Investment Limited (no longer approved here)

    FRN 606186

    • CF30 Customer (10 Apr 2014 to 1 Dec 2014)
  • ICG MANAGER LIMITED (no longer approved here)

    FRN 189955

    • CF30 Customer (23 Apr 2008 to 1 Dec 2014)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF27 Investment Management (10 Feb 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (15 Sep 2004 to 10 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.