Segovia Loan Advisors (UK) LLP

• Principal Place of Business

  N2 | Floor 10

  9 Bressenden Place

  London

  SW1E 5BY

  UNITED KINGDOM

  Phone

  +4402035786030

  Web

  https://www.hpspartners.com

• Complaints Contact

  N2 | Floor 10

  9 Bressenden Place

  London

  SW1E 5BY

  UNITED KINGDOM

  Phone

  +442035786030

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Bardin Hill Loan Management (UK) Limited

  IRN XXH01074

  • SMF27 Partner (9 Dec 2019 to 31 Mar 2023)
  • CF4 Partner (8 Nov 2010 to 8 Dec 2019)
• . Bardin Hill Loan Management Corporate Services (UK) Limited

  IRN XXH01075

  • SMF27 Partner (9 Dec 2019 to 31 Mar 2023)
  • CF4 Partner (8 Nov 2010 to 8 Dec 2019)
• Aaron Goldberg

  IRN AXG02171

  • CF29 Significant management (19 Jan 2012 to 30 Jun 2017)
• Alexander Charles William Arnold

  IRN AXA08412

  • SMF16 Compliance Oversight (9 Dec 2019 to 19 Nov 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Nov 2020)
  • CF10 Compliance Oversight (29 Nov 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (29 Nov 2018 to 8 Dec 2019)
• Anthony Duyck

  IRN AXD01341

  • CF30 Customer (29 Dec 2015 to 8 May 2019)
• Benoit Olivier Charles

  IRN BOC01000

  • CF30 Customer (23 Mar 2015 to 10 Aug 2018)
• Brian Yorke

  IRN BXY01085

  • CF30 Customer (3 May 2016 to 8 Mar 2019)
• Brooke Wendy Gelb

  IRN BWG01020

  • CF30 Customer (8 Nov 2010 to 9 May 2018)
• Carter Weil

  IRN CXW01858

  • CF30 Customer (1 Sep 2016 to 9 Mar 2018)
• Craig Dworkin

  IRN CXD01445

  • CF30 Customer (8 Nov 2010 to 8 Dec 2019)

• Halcyon European Asset Management LLP (no longer appointed)

  FRN 651541 · Appointed 27 Oct 2014 · Until 9 Mar 2017

No changes recorded yet.