Segovia Loan Advisors (UK) LLP

Date authorised
1 April 2013
Companies House
OC357886
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    N2 | Floor 10
    9 Bressenden Place
    London
    SW1E 5BY
    UNITED KINGDOM
    Phone
    +4402035786030
    Web
    https://www.hpspartners.com

  • Complaints Contact

    N2 | Floor 10
    9 Bressenden Place
    London
    SW1E 5BY
    UNITED KINGDOM
    Phone
    +442035786030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Damien Michael Miller

    IRN DMM01124

    • CF4 Partner (5 May 2015 to 6 Dec 2019)
    • CF30 Customer (2 Jan 2015 to 6 Dec 2019)
  • Daniele Benatoff

    IRN DXB01815

    • CF4 Partner (4 Jun 2014 to 31 Jan 2016)
    • CF30 Customer (4 Jun 2014 to 31 Jan 2016)
  • David Numa Snyder

    IRN DNS01033

    • SMF16 Compliance Oversight (3 May 2021 to 7 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (3 May 2021 to 7 May 2021)
    • SMF27 Partner (9 Dec 2019 to 7 May 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 7 May 2021)
    • CF10 Compliance Oversight (29 Jan 2018 to 3 Dec 2018)
    • CF11 Money Laundering Reporting (29 Jan 2018 to 3 Dec 2018)
    • CF4 Partner (22 Sep 2015 to 8 Dec 2019)
    • CF3 Chief Executive (20 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (8 Nov 2010 to 8 Dec 2019)
  • Dermot Joseph MacNamara

    IRN DJM01680

    • CF30 Customer (28 Jul 2017 to 8 Dec 2019)
  • Elliot N Konopko

    IRN EXK01216

    • CF3 Chief Executive (8 Nov 2010 to 31 Dec 2013)
    • CF30 Customer (8 Nov 2010 to 31 Dec 2013)
    • CF4 Partner (8 Nov 2010 to 31 Dec 2013)
  • Faith Rosenfeld

    IRN FXR01136

    • SMF27 Partner (since 7 May 2021)
  • Harsha Patel

    IRN HXP01489

    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
  • Jane Alexis Frisch

    IRN JAF01162

    • CF30 Customer (8 Nov 2010 to 12 Sep 2014)
  • Jeffrey Boswell

    IRN JXB02114

    • SMF27 Partner (since 30 Sep 2024)
  • Joseph Wolf Hill

    IRN JWH01130

    • CF30 Customer (8 Nov 2010 to 8 Dec 2019)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.