Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Elliott Advisors (UK) Limited
FRN 401411
- [FCA CF] Material risk taker (since 15 Jun 2020)
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- SMF27 Partner (1 Mar 2020 to 29 May 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 May 2020)
- CF11 Money Laundering Reporting (25 Jan 2011 to 30 Jan 2015)
- CF10 Compliance Oversight (21 Nov 2008 to 30 Jan 2015)
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 May 2020)
- SMF27 Partner (9 Dec 2019 to 29 May 2020)
- CF11 Money Laundering Reporting (3 Jun 2019 to 8 Dec 2019)
- CF4 Partner (24 Apr 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.