HOWDEN FS LIMITED

• Principal Place of Business

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +443456462373

  Web

  https://www.howdengroup.com/uk-en

• Complaints Contact

  Ageas House

  The Square

  Gloucester Business Park

  Gloucester

  Gloucestershire

  GL3 4FA

  UNITED KINGDOM

  Phone

  +441242537030

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas John Elliot Sealy

  IRN NJS01121

  • CF2 Non Executive Director (1 Dec 2001 to 25 Mar 2003)
• Nicholas Murphy

  IRN NWM01017

  • [FCA CF] Significant management (10 Mar 2021 to 15 Aug 2022)
• Nicholas Walton

  IRN NXW00271

  • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
• Nicola Claire Mitford-Slade

  IRN NCM01026

  • [FCA CF] Significant management (13 Jul 2022 to 12 Sep 2022)
  • [FCA CF] Manager of certification employee (13 Jul 2022 to 12 Sep 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Jul 2022)
  • CF28 Systems and controls (21 Jun 2018 to 28 Jan 2019)
  • CF10 Compliance Oversight (22 Jun 2015 to 28 Jan 2019)
  • CF11 Money Laundering Reporting (22 Jun 2015 to 8 Dec 2019)
• Nikesh Shah

  IRN NXS00517

  • [FCA CF] Client dealing (30 May 2023 to 1 Apr 2026)
• Niraj Niranjan Vyas

  IRN NNV00002

  • [FCA CF] Manager of certification employee (22 Jun 2022 to 1 Apr 2026)
• Nitin Khanna

  IRN NXK01222

  • [FCA CF] Manager of certification employee (18 Mar 2024 to 1 Apr 2026)
• Oliver Baird

  IRN OXB00127

  • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
• Oliver Ford

  IRN OXF00034

  • [FCA CF] Client dealing (18 May 2023 to 23 Aug 2023)
• Oliver Matthew Morrall

  IRN OMM01018

  • CF30 Customer (7 Jul 2017 to 1 Dec 2017)

No changes recorded yet.