HOWDEN FS LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
2 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +443456462373
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Complaints Contact
Ageas HouseThe SquareGloucester Business ParkGloucesterGloucestershireGL3 4FAUNITED KINGDOM- Phone
- +441242537030
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Charles Duff Lowe
IRN JCL00008
- CF30 Customer (1 Nov 2007 to 30 Apr 2009)
- CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
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John Christopher Appleton
IRN JCA01030
- CF15 Internal Audit (1 Dec 2001 to 1 Jan 2005)
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John Davies
IRN JFD01054
- [FCA CF] Manager of certification employee (21 Jun 2024 to 1 Apr 2026)
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John Erskine
IRN JXE01090
- [FCA CF] Manager of certification employee (10 Mar 2023 to 24 Oct 2024)
- [FCA CF] Material risk taker (1 Jan 2021 to 30 Sep 2022)
- [FCA CF] Significant management (1 Jan 2021 to 30 Sep 2022)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 30 Dec 2020)
- CF29 Significant management (13 Dec 2018 to 8 Dec 2019)
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John Henry Harley
IRN JXH01541
- CF2 Non Executive Director (24 May 2016 to 19 Sep 2018)
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John Lawrence O'Sullivan
IRN JLO00001
- CF30 Customer (9 Oct 2012 to 13 Sep 2013)
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John Montgomerie Lang
IRN JML01071
- CF24 Pension Transfer Specialist (1 Dec 2001 to 28 Mar 2002)
- CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2002)
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John Rugman
IRN JXR00283
- [FCA CF] Significant management (16 Sep 2020 to 5 Sep 2023)
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Jonathan Burch
IRN JXB00991
- [FCA CF] Client dealing (30 May 2023 to 1 Apr 2026)
- [FCA CF] Manager of certification employee (15 Feb 2022 to 1 Apr 2026)
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Jonathan Dark
IRN JXD02448
- [FCA CF] Material risk taker (20 Aug 2025 to 1 Apr 2026)
- [FCA CF] Significant management (16 Sep 2020 to 1 Apr 2026)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.