Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 5 Feb 2026)
    • Appointed representative dealing with clients for which they require qualification (since 5 Feb 2026)
    • CF30 Customer (since 12 Jan 2026)
    • (3)Employed By (since 12 Jan 2026)
    • (3)Employed By (11 Jul 2025 to 5 Aug 2025)
  • OCM WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 418826

    • CF30 Customer (11 Jul 2025 to 5 Aug 2025)
  • Corporate Workplace Benefits Limited (no longer approved here)

    FRN 709717

    • Employed By (25 May 2018 to 31 May 2018)
  • Radiant Financial Planning Limited (no longer approved here)

    FRN 192396

    • CF30 Customer (8 May 2018 to 31 May 2018)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (19 Sep 2013 to 2 Sep 2016)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF30 Customer (9 Oct 2012 to 13 Sep 2013)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (1 Jul 2010 to 28 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

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