Date authorised
1 April 2013
Companies House
05022286
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +4402076233806
  • Complaints Contact

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +4402076233806

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Lloyd's Investment Advice

    For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

    Show 1 limitation
    • · Investment activity in rights to or interests in investments is limited to the other investment types granted for this activity
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments is limited to the other investment types granted for this activity

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Damian Bainbridge

    IRN MXB02223

    • CF1 Director (16 Nov 2012 to 31 Mar 2018)
    • CF30 Customer (29 Feb 2012 to 31 Mar 2018)
  • Michael John Wade

    IRN MJW01210

    • CF30 Customer (1 Nov 2007 to 1 Nov 2012)
    • CF21 Investment Adviser (12 May 2006 to 31 Oct 2007)
    • CF1 Director (AR) (12 May 2006 to 10 Mar 2008)
    • CF26 Customer Trading (1 Feb 2006 to 31 Oct 2007)
    • CF1 Director (1 Feb 2006 to 1 Nov 2012)
  • Miles Robinson

    IRN MXR00725

    • CF30 Customer (24 Apr 2023 to 10 Dec 2024)
  • Milton Dean Dwonczyk

    IRN MDD01027

    • CF30 Customer (1 Nov 2007 to 10 Mar 2008)
    • CF26 Customer Trading (19 Jan 2007 to 31 Oct 2007)
    • CF1 Director (AR) (11 May 2006 to 12 Jul 2007)
    • CF1 Director (4 Jan 2005 to 12 Jul 2007)
    • CF8 Apportionment and Oversight (4 Jan 2005 to 12 Jul 2007)
    • CF3 Chief Executive (4 Jan 2005 to 12 Jul 2007)
    • CF21 Investment Adviser (4 Jan 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (4 Jan 2005 to 12 Jul 2007)
    • CF10 Compliance Oversight (4 Jan 2005 to 12 Jul 2007)
  • Nicholas Eric James Hanney

    IRN NXH00153

    • [FCA CF] Client dealing (1 Mar 2021 to 3 Apr 2023)
  • Nicholas James Minns

    IRN NJM01197

    • CF30 Customer (since 24 Apr 2023)
  • Patrick Rowan Shields

    IRN PRS01105

    • CF30 Customer (since 13 Sep 2023)
  • Patrick Voisey

    IRN PBV01008

    • CF30 Customer (since 24 Apr 2023)
  • Paul Martin Murray

    IRN PMM01133

    • CF30 Customer (30 Dec 2008 to 28 Jan 2011)
    • CF1 Director (30 Dec 2008 to 28 Jan 2011)
  • Paul Richard Harwood

    IRN PXH78358

    • CF1 Director (AR) (since 24 Apr 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.