Howden Capital Markets Limited

• Principal Place of Business

  One Creechurch Place

  London

  EC3A 5AF

  UNITED KINGDOM

  Phone

  +4402076233806

• Complaints Contact

  One Creechurch Place

  London

  EC3A 5AF

  UNITED KINGDOM

  Phone

  +4402076233806

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lloyd's Investment Advice

  For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

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  • · Investment activity in rights to or interests in investments is limited to the other investment types granted for this activity

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments is limited to the other investment types granted for this activity

• Philip Peter Newlyn

  IRN PPN00002

  • CF11 Money Laundering Reporting (26 Nov 2012 to 12 Feb 2014)
  • CF1 Director (18 Apr 2011 to 12 Feb 2014)
• Richard Henry Hobbs

  IRN RHH01041

  • CF30 Customer (1 Nov 2007 to 4 Sep 2008)
  • CF26 Customer Trading (19 Jan 2007 to 31 Oct 2007)
• Richard Mark Waite

  IRN RMW01128

  • CF30 Customer (since 24 Apr 2023)
• Rosanna Ida Maria Hanly

  IRN RXH00294

  • [FCA CF] Client dealing (1 Mar 2021 to 3 Apr 2023)
• Russell Brent Nichols

  IRN RBN01004

  • SMF3 Executive Director (9 Dec 2019 to 4 Dec 2020)
  • CF30 Customer (17 Jul 2019 to 8 Dec 2019)
  • CF1 Director (3 Oct 2018 to 8 Dec 2019)
• Samantha Hovey

  IRN SJH01506

  • SMF16 Compliance Oversight (4 Mar 2020 to 4 Dec 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (4 Mar 2020 to 4 Dec 2020)
  • SMF3 Executive Director (9 Dec 2019 to 4 Dec 2020)
  • CF1 Director (18 Mar 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (18 Mar 2014 to 21 Jul 2015)
• Steven John McCafferty

  IRN SJM01592

  • CF30 Customer (24 Apr 2023 to 10 Dec 2024)
• Stuart Andrew Richard Maclaren Martin

  IRN SXM00779

  • [FCA CF] Client dealing (30 Jun 2021 to 14 Jul 2023)
• Tom Stansfield

  IRN TXS03624

  • CF30 Customer (24 Apr 2023 to 10 Dec 2024)
• Tony Leppard

  IRN ASL01050

  • CF11 Money Laundering Reporting (12 Jul 2007 to 19 Nov 2009)
  • CF10 Compliance Oversight (12 Jul 2007 to 19 Nov 2009)

• Howden M&A Limited

  FRN 775106 · Appointed 19 Jan 2023

• Perspective Financial Services Limited (no longer appointed)

  FRN 969097 · Appointed 1 Feb 2022 · Until 6 Oct 2022

• Pensionsrisk LLP (no longer appointed)

  FRN 462614 · Appointed 16 Jan 2007 · Until 4 Sep 2008

• Tiger Re Limited (no longer appointed)

  FRN 451666 · Appointed 9 May 2006 · Until 10 Mar 2008

No changes recorded yet.