Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Significant management (9 Dec 2020 to 30 Sep 2024)
- CF29 Significant management (26 Jan 2015 to 8 Dec 2019)
-
- CF10 Compliance Oversight (12 Jul 2007 to 19 Nov 2009)
- CF11 Money Laundering Reporting (12 Jul 2007 to 19 Nov 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.