Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Howden Capital Markets Limited (no longer approved here)

    FRN 402258

    • CF30 Customer (1 Nov 2007 to 10 Mar 2008)
    • CF26 Customer Trading (19 Jan 2007 to 31 Oct 2007)
    • CF1 Director (AR) (11 May 2006 to 12 Jul 2007)
    • CF21 Investment Adviser (4 Jan 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (4 Jan 2005 to 12 Jul 2007)
    • CF3 Chief Executive (4 Jan 2005 to 12 Jul 2007)
    • CF10 Compliance Oversight (4 Jan 2005 to 12 Jul 2007)
    • CF8 Apportionment and Oversight (4 Jan 2005 to 12 Jul 2007)
    • CF1 Director (4 Jan 2005 to 12 Jul 2007)
  • Tiger Re Limited (no longer approved here)

    FRN 451666

    • Employed By (11 May 2006 to 10 Mar 2008)

Recent activity

Updates to this individual's record on the FCA register.

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